Benjamin Minor

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2021-09-09
PA	RA	APPROVED	2020-05-15
TX	RA	APPROVED	2020-05-15

AL RA
APPROVED

Since 2021-09-09
PA RA
APPROVED

Since 2020-05-15
TX RA
APPROVED

Since 2020-05-15

Branch Locations

2400 Ansys Dr Ste 304, Canonsburg, PA 15317 • United States

2801 Hwy 280 S Ste 1-400, Birmingham, AL 35223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs	Canonsburg	PA	12/2012	03/2020
Wells Fargo Clearing Services, Llc.	South Hills	PA	03/2020	Present

12/2012 → 03/2020

Ubs

Canonsburg, PA
03/2020 → Present

Wells Fargo Clearing Services, Llc.

South Hills, PA

Previous Registrations

2013-02-19 → 2020-05-26

Ubs Financial Services Inc.

Canonsburg, PA

Canonsburg, PA

Birmingham, AL

Other Businesses

MINOR GROUP, LLC ; INV RELATED;CANONSBURG,PA; INVESTMENT MANAGEMENT TO CLIENTS;49% OWNERSHIP; START DATE: 07/31/2026; 20 HRS PER MONTH; 20 HRS DURING TRADING;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-02-18

S66 Uniform Combined State Law Examination

2013-02-18

Other Names

Benjamin Grant Minor
Benjamin Grant Grant Minor

View on SEC IAPD