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Kristen Marie Harty

Morgan Stanley

Purchase, NY

Naples, FL

CRD 6137119

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-09-08
NY RA APPROVED 2021-04-27
  • FL RA
    APPROVED
    Since 2021-09-08
  • NY RA
    APPROVED
    Since 2021-04-27

Branch Locations

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lilly Pulitzer White Plains NY 05/2010 10/2018
Ameriprise Financial Services, Inc. Briarcliff Manor NY 10/2013 11/2018
Morgan Stanley Purchase NY 11/2018 Present
  • 05/2010 → 10/2018
    Lilly Pulitzer
    White Plains, NY
  • 10/2013 → 11/2018
    Ameriprise Financial Services, Inc.
    Briarcliff Manor, NY
  • 11/2018 → Present
    Morgan Stanley
    Purchase, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-10
  • S66 Uniform Combined State Law Examination
    2019-10-10
Other Names
  • Kristen M Molloy
  • Kristen M Harty

View on SEC IAPD

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