Susan Reaves Lee

Current Employers

Ingalls Investment Management, Llc

1 Rockefeller Plaza 7Th Floor, New York, NY 10020 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-08-10

NY RA
APPROVED

Since 2026-08-10

Branch Locations

1 Rockefeller Plaza 7Th Floor, New York, NY 10020

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tocqueville Securities Lp	New York	NY	06/2014	06/2018
Ingalls & Snyder Llc	New York	NY	06/2018	Present
Ingalls Investment Management, Llc	New York	NY	08/2026	Present

06/2014 → 06/2018

Tocqueville Securities Lp

New York, NY
06/2018 → Present

Ingalls & Snyder Llc

New York, NY
08/2026 → Present

Ingalls Investment Management, Llc

New York, NY

Other Businesses

Charleston Shoe Company - Not investment Related. OBA is a salesperson at a shoe store called Charleston Shoe Company. Rep is helping out a friend from time to time. Not during business hours. Expected to be 21 to 30 hours per month.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2015-03-30

S63 Uniform Securities Agent State Law Examination

2015-03-30

Other Names

Susan Lee

View on SEC IAPD