Jeffrey Edward Gong

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-02-04

CA RA
APPROVED

Since 2019-02-04

Branch Locations

800 El Camino Real Suite 100, Menlo Park, CA 94025-4875 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Menlo Park	CA	11/2012	Present
Charles Schwab Bank, Ssb	Menlo Park	CA	11/2012	Present

11/2012 → Present

Charles Schwab & Co., Inc.

Menlo Park, CA
11/2012 → Present

Charles Schwab Bank, Ssb

Menlo Park, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-02-04
S63	Uniform Securities Agent State Law Examination	2014-05-01

S66 Uniform Combined State Law Examination

2019-02-04
S63 Uniform Securities Agent State Law Examination

2014-05-01

View on SEC IAPD