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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-01-13
SC RA APPROVED 2016-09-24
  • TX RA
    APPROVED
    Since 2017-01-13
  • SC RA
    APPROVED
    Since 2016-09-24

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

York, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Fort Mill SC 10/2015 Present
Other Businesses

1. 5/1/2018 - 1988co. Photography - Investment Related - Home Based - Other-Photography - Started 05/01/2018 - 15 Hours Per Month/0 Hours During Securities Trading. 2. 12/16/2019 - Speedway Media - Not Investment Related - Various sporting venues - Other-Media - Photojournalist - Start Date: 01/01/2020 - 10 Hours Per Month/0 Hours During Securities Trading - Writing and photographing sporting events.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-22
S63 Uniform Securities Agent State Law Examination 2013-05-31
  • S65 Uniform Investment Adviser Law Examination
    2015-12-22
  • S63 Uniform Securities Agent State Law Examination
    2013-05-31

View on SEC IAPD

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