Larry Pham

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 06/2020
  Axa-Advisors, Llc
  Los Angeles, CA
• 05/2015 → 05/2021
  Equitable Advisors, Llc
  Los Angeles, CA
• 05/2021 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2021-05-10 → 2021-06-01
  Equitable Advisors, Llc
  Los Angeles, CA

Other Businesses

INSURANCE POSITION: Agent NATURE: Fixed Insurance and Annuity Business, Medicare Advantage Plans INVESTMENT RELATED: Is Not Investment Related, START DATE: 2021-06-01, HOURS PER MONTH: 10 hours per month, SECURITIES TRADING HOUS: 5 hours per month during trading hours, COMPENSATION: Commission Compensation DESCRIPTION: Insurance, Help individuals enroll in Medicare advantage plans LA PENSION PLANNERS POSITION: Financial Professional NATURE: Financial Services INVESTMENT RELATED: Is Investment Related, START DATE: 2021-06-09, HOURS PER month: 160 hours per month, SECURITIES TRADING HOURS: 160 hours per month during trading hours, COMPENSATION: Commission Compensation DESCRIPTION: DBA related to Financial Services PENSION 101 INVESTMENT RELATED" Is Not Investment Related, ADDRESS: "457 W Allen Ave, Suite 110, San Dimas, CA, 91773, United States", Pension Education and Lead Generation System, Co-Founder, 8/21/2025, 2 hours per month, 0 hours per month during trading hours DESCRIPTION: Passive partner providing insight on how the pension education should look

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-04-30
• S63 Uniform Securities Agent State Law Examination
  2015-04-23

Designations

• Chartered Financial Consultant