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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-01 |
Branch Locations
Two Meridian Crossings Suite 450, Minneapolis, MN 55423 • United States
433 W 3Rd St. Suite 201, Red Wing, MN 55066 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ruby'S Homemade, Llc | St. Paul | MN | 04/2011 | 06/2021 |
| Axa Advisors, Llc | New York | NY | 01/2013 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 01/2013 | Present |
As of 7/1/17 Clear Spring Insurance Company & Reliance Standard Insurance Company Both companies/requests are for the sole purpose of being able to service existing contracts with above companies for clients. No new business would take place with above companies unless they became part of Equitable-Network. All existing business is service only and will not result in compensation. Insurance carrier directly, comp less than $10,000 As of 6/1/17 Reliance standard- fixed annuities No comp As of 1/1/18 New DBA " Canopy Financial Group"
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-25 |
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