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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-01
  • MN RA
    APPROVED
    Since 2013-11-01

Branch Locations

Eagan, MN • United States

Two Meridian Crossings Suite 450, Minneapolis, MN 55423 • United States

433 W 3Rd St. Suite 201, Red Wing, MN 55066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ruby'S Homemade, Llc St. Paul MN 04/2011 06/2021
Axa Advisors, Llc New York NY 01/2013 06/2020
Equitable Advisors, Llc New York NY 01/2013 Present
  • 04/2011 → 06/2021
    Ruby'S Homemade, Llc
    St. Paul, MN
  • 01/2013 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 01/2013 → Present
    New York, NY
Other Businesses

As of 7/1/17 Clear Spring Insurance Company & Reliance Standard Insurance Company Both companies/requests are for the sole purpose of being able to service existing contracts with above companies for clients. No new business would take place with above companies unless they became part of Equitable-Network. All existing business is service only and will not result in compensation. Insurance carrier directly, comp less than $10,000 As of 6/1/17 Reliance standard- fixed annuities No comp As of 1/1/18 New DBA " Canopy Financial Group"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-25
  • S66 Uniform Combined State Law Examination
    2013-01-25

View on SEC IAPD

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