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Debra A Maxwell

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sarasota, FL

Atlanta, GA

Sarasota, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-06-02
FL RA APPROVED 2010-05-20
  • TX RA
    APPROVED
    Since 2010-06-02
  • FL RA
    APPROVED
    Since 2010-05-20

Branch Locations

Sarasota, FL • United States

3455 Peachtree Rd Ne Division - Southeast, Atlanta, GA 30326 • United States

1819 Main St, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 04/2010 Present
Bank Of America, N.A. Jacksonville FL 06/2010 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-01
S63 Uniform Securities Agent State Law Examination 2000-09-20
  • S66 Uniform Combined State Law Examination
    2010-06-01
  • S63 Uniform Securities Agent State Law Examination
    2000-09-20
Other Names
  • Debra Ann Raymond
  • Debra Ann Raymond
  • Debra Ann Maxwell

View on SEC IAPD

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