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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2013-02-19
  • FL RA
    APPROVED
    Since 2013-02-19

Branch Locations

9000 Southside Blvd Bldg 600, Jacksonville, FL 32256 • United States

North Ridgeville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 11/2012 Present
Bank Of America, N.A. Jacksonville FL 01/2013 Present
Other Businesses

I*1521279 For profit or not for profit: Entity For Profit Name of outside business organization: DAS FAMILY ENTERPRISES, LLC Investment related: N Address of business: Ponte Vedra, Florida, 32081, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Officer","Owner"], Start date of relationship: 10/16/2023 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Das Family Enterprises, LLC, will serve to house revenue-generating hobbies including small scale catering and ecommerce buying and selling of sports memorabilia and collectibles.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-14
  • S66 Uniform Combined State Law Examination
    2013-02-14

View on SEC IAPD

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