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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-21 |
Branch Locations
Healdsburg, CA • United States
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mill Valley | CA | 10/2015 | 05/2024 |
| Bank Of America, N.A. | Mill Valley | CA | 08/2018 | 05/2024 |
| Empower Financial Services, Inc | Greenwood Village | CO | 05/2024 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-24 |
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