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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-12-19 |
Branch Locations
132 Mill St Ste 203, Healdsburg, CA 95448-4462 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Healdsburg | CA | 12/2012 | Present |
1. 6/7/2013 - Golden Key Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 5/2/2018 - The Stephen Blaise Sullivan Revocable Living Trust - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Successor Trustee - Start Date: 05/01/2018 - 0 Hours Per Month - Successor Trustee and Power of Attorney. 3. 02/15/2022- PHILLIP A SULLIVAN SPECL NEEDS TR UNDER SULLIVAN FAMILY TR DTD 02/21/1992- Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity-Trustee - Start Date - 01/01/2021- 1 Hours Per Month/6 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-04 |
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