David Allan Stanton

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-08-26

FL RA
APPROVED

Since 2022-08-26

Branch Locations

Jacksonville, FL • United States

500 Maryville University Drive, St Louis, MO 63141 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America Corporation	Jacksonville	FL	11/2012	12/2018
Bbva	Orange Park	FL	02/2019	10/2021
Charles Schwab & Co., Inc.	Jacksonville	FL	08/2022	Present
Pnc Bank	Orange Park	FL	10/2021	08/2022
Unemployed	Jacksonville	FL	11/2018	02/2019

11/2012 → 12/2018

Bank Of America Corporation

Jacksonville, FL
02/2019 → 10/2021

Bbva

Orange Park, FL
08/2022 → Present

Charles Schwab & Co., Inc.

Jacksonville, FL
10/2021 → 08/2022

Pnc Bank

Orange Park, FL
11/2018 → 02/2019

Unemployed

Jacksonville, FL

Previous Registrations

2019-04-30 → 2021-06-02

Pnc Managed Account Solutions, Inc.

Jacksonville, FL

Orange Park, FL
2013-03-20 → 2018-12-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-03-18

S66 Uniform Combined State Law Examination

2013-03-18

Other Names

David Stanton
David A Stanton

View on SEC IAPD