Brandon P Sugg

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-10-18
FL	RA	APPROVED	2022-08-16

TX RA
APPROVED

Since 2022-10-18
FL RA
APPROVED

Since 2022-08-16

Branch Locations

824 A1A N, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
United States Army National Guard	St. Augustine	FL	07/2010	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	11/2012	02/2019
First Command Advisory Services, Inc.	Fort Worth	TX	01/2019	11/2019
Edward Jones	Ponte Vedra Beach	FL	02/2020	06/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Ponte Vedra Beach	FL	07/2022	Present
Bank Of America, N.A.	Ponte Vedra Beach	FL	08/2022	Present

07/2010 → Present

United States Army National Guard

St. Augustine, FL
11/2012 → 02/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
01/2019 → 11/2019

First Command Advisory Services, Inc.

Fort Worth, TX
02/2020 → 06/2022

Edward Jones

Ponte Vedra Beach, FL
07/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ponte Vedra Beach, FL
08/2022 → Present

Bank Of America, N.A.

Ponte Vedra Beach, FL

Previous Registrations

2020-02-19 → 2022-06-28

Edward Jones

Ponte Vedra, FL

St Louis, MO

Ponte Vedra Beach, FL
2019-08-08 → 2019-11-15

First Command Advisory Services

Jacksonville, FL

Fort Worth, TX

Other Businesses

I*: 2855286Entity Type: CharitableName of OBA: United Way Veterans Advisory Council of Northeast FloridaAddress: Jacksonville, FL 32202Investment Related: NoPosition, Title, Association: Committee memberEmployee Start Date: 11/01/2025Number of Hours: 4 hrs annuallyNumber of Hours during trading: 4 hrs annuallyDuties: Attend four meetings per year during normal business hours. Contribute field expertise as a combat veteran & review community data on Veteran needs.Explore potential for focused teams addressing specific challenges. I*927521Entity Type: CharitableName of OBA: Jewish Federation & Foundation of NorthEast FloridaAddress:Jacksonville FloridaInvestment Related:NoPosition, Title, Association:Committee,Board MemberStart Date:07/21/2022No Hours: 2 MonthlyNo Hours during trading:0 MonthlyDuties:N/A

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-07-31

S66 Uniform Combined State Law Examination

2019-07-31

Other Names

Brandon Sugg
Brandon Paul Sugg

View on SEC IAPD