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Dawn Allen Allen-Pyne

Pfs Investments Inc.

Newark, DE

CRD 6136018

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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2023-03-28
  • DE RA
    APPROVED
    Since 2023-03-28

Branch Locations

1220 Peoples Plaza Ste C, Newark, DE 19702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Newark DE 03/2013 Present
Primerica Financial Services Newark DE 11/2010 Present
State Of Delaware Dover DE 08/2008 Present
Delaware Micro-Computer Dover DE 10/2015 03/2019
Calvary Christian Academy Dover DE 06/2020 Present
Unemployed Dover DE 03/2020 07/2020
  • 03/2013 → Present
    Newark, DE
  • 11/2010 → Present
    Primerica Financial Services
    Newark, DE
  • 08/2008 → Present
    State Of Delaware
    Dover, DE
  • 10/2015 → 03/2019
    Delaware Micro-Computer
    Dover, DE
  • 06/2020 → Present
    Calvary Christian Academy
    Dover, DE
  • 03/2020 → 07/2020
    Unemployed
    Dover, DE
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. MyNotary, Not investment related, Dover, DE 19901, Nature of Business: Delaware state notary, Position/Title: Owner/Notary, 03/2026 to Present, 0 hours committed per month (0 hours during securities trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-21
S63 Uniform Securities Agent State Law Examination 2013-05-22
  • S65 Uniform Investment Adviser Law Examination
    2023-03-21
  • S63 Uniform Securities Agent State Law Examination
    2013-05-22
Other Names
  • Dawn Allen
  • Dawn Allen-Pyne
  • Dawn Allen Pyne

View on SEC IAPD

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