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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-07 |
| VA | RA | APPROVED | 2021-02-10 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Arlington, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Washington | DC | 04/2016 | 02/2017 |
| E*Trade Capital Management Llc | Washington | DC | 04/2016 | 02/2017 |
| Fidelity Brokerage Services Llc | Tysons Corner | VA | 02/2017 | 02/2021 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 02/2021 |
| Fisher Investments | Camas | WA | 02/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2013-01-22 |
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