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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2021-08-30 |
| TX | RA | APPROVED_RES | 2021-08-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors, Inc. | Braintree | MA | 01/2015 | 07/2018 |
| Unemployed | Raynham | MA | 08/2018 | 11/2019 |
| Lincoln Investments | Waltham | MA | 11/2019 | 02/2020 |
| Santander Bank, Na | Boston | MA | 03/2020 | 08/2021 |
| Santander Securities, Llc | Dorchester | MA | 03/2020 | 08/2021 |
| Wells Fargo Clearing Services, Llc. | Boston | MA | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-30 |
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