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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-31 |
| CO | RA | APPROVED | 2023-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 08/2016 | 02/2017 |
| University Of Phoenix | Denver | CO | 10/2013 | 05/2017 |
| Scottrade | Westminster | CO | 05/2017 | 07/2017 |
| Tiaa | Denver | CO | 07/2017 | 06/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 07/2017 | 06/2020 |
| Robinhood Financial, Llc | Denver | CO | 06/2020 | 07/2022 |
| Robinhood Markets, Inc | Denver | CO | 06/2022 | 07/2022 |
| Altruist Corp | Culver City | CA | 07/2022 | 08/2023 |
| Altruist Llc | Culver City | CA | 07/2022 | 08/2023 |
| Altruist Financial Llc | Culver City | CA | 07/2022 | 08/2023 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2023 | Present |
| Cetera Investment Advisers | Castle Rock | CO | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-03 |
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