Richard Joshua Hardman

Employer firm

Trek Financial CRD 109376

$2.82B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers

Trek Financial

8355 East Hartford Drive Suite 105, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2013-12-10

UT RA
APPROVED

Since 2013-12-10

Branch Locations

7440 S. Creek Road Suite 444, Sandy, UT 84093 • United States

8355 East Hartford Drive Suite 105, Scottsdale, AZ 85255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
World Equity Group	Arlington Heights	IL	05/2015	05/2019
Trek Financial	Scottsdale	AZ	11/2013	Present

05/2015 → 05/2019

World Equity Group

Arlington Heights, IL
11/2013 → Present

Trek Financial

Scottsdale, AZ

Previous Registrations

2013-02-22 → 2013-12-19

Equitable Advisors, Llc

Herriman, UT

Salt Lake City, UT

Other Businesses

1. Hardman Financial Consulting, LLC - not investment related - owner - entity is used to receive investment management, insurance related, and consulting revenues, Heber City, UT, one hour per month 2. Insurance activities - investment related - agent appointed with multiple insurance companies to sell insurance products - Heber City, UT - 20 hours per week

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-02-11

S66 Uniform Combined State Law Examination

2013-02-11

Designations

Certified Financial Planner

Other Names

Josh Hardman

View on SEC IAPD