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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-14
WA RA APPROVED 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14
  • WA RA
    APPROVED
    Since 2024-11-14

Branch Locations

1802 Black Lake Boulevard Sw Suite 203, Olympia, WA 98512 • United States

7525 Se 24Th Street Suite 110, Mercer Island, WA 98040 • United States

553 Roosevelt Avenue Suite 201, Enumclaw, WA 98022 • United States

303 East 16Th Street Suite 202, Vancouver, WA 98660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Olympia WA 12/2013 11/2024
Watson Watson Financial Services Olympia WA 05/2016 Present
Lpl Enterprise, Llc Enumclaw WA 11/2024 Present
Previous Registrations
Other Businesses

1) 09/24/2024 - Watson Watson Financial Services - RETIREMENT PLANNING, WEALTH ADVISORY - DBA for LPL Business (entity for LPL business) - Inv Related - At Olympia, WA - Start Date 01/01/2013 - 40hrs/wth - 40hrs/wth During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-18
S63 Uniform Securities Agent State Law Examination 2014-01-21
  • S65 Uniform Investment Adviser Law Examination
    2014-06-18
  • S63 Uniform Securities Agent State Law Examination
    2014-01-21

View on SEC IAPD

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