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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-14 |
| WA | RA | APPROVED | 2024-11-14 |
Branch Locations
1802 Black Lake Boulevard Sw Suite 203, Olympia, WA 98512 • United States
7525 Se 24Th Street Suite 110, Mercer Island, WA 98040 • United States
553 Roosevelt Avenue Suite 201, Enumclaw, WA 98022 • United States
303 East 16Th Street Suite 202, Vancouver, WA 98660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Olympia | WA | 12/2013 | 11/2024 |
| Watson Watson Financial Services | Olympia | WA | 05/2016 | Present |
| Lpl Enterprise, Llc | Enumclaw | WA | 11/2024 | Present |
1) 09/24/2024 - Watson Watson Financial Services - RETIREMENT PLANNING, WEALTH ADVISORY - DBA for LPL Business (entity for LPL business) - Inv Related - At Olympia, WA - Start Date 01/01/2013 - 40hrs/wth - 40hrs/wth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-21 |
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