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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-06-25 |
| NY | RA | APPROVED | 2021-04-16 |
| NJ | RA | APPROVED | 2013-11-20 |
| CA | RA | APPROVED | 2013-11-19 |
| CT | RA | APPROVED | 2013-11-18 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
Ridgefield, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | Rye Brook | NY | 10/2012 | Present |
| Park Avenue Securities Llc | Rye Brook | NY | 07/2013 | Present |
| Guardian Life Insurance Company | Ridgefield | CT | 06/2024 | Present |
| Park Avenue Securities | Ridgefield | CT | 06/2024 | Present |
1. Insurance other than Guardian (NY-Rosbruch Harnich)-Sell Life, Health, Disability insurance,. Start: 01/01/2013, Address: 800 Westchester Avenue - Suite N409; Rye Brook, NY 10573, 5 bus hrs per month, Investment related, 2) RyeRidge P&C, LLC-Property & Casualty LLC, Start: 04/29/2019, Address: 800 Westchester Avenue Suite N409, Rye Brook, NY 10573, 3 bus hrs per month, Investment related, Less than 10% annual compensation, 3) Matthew Brady Executor/Trustee/POA for parents, Start: 08/28/2020, Address: 284 Wilton Road West Ridgefield, CT 06877, 4 total hours per month, 1 during securities trading hours, Investment related, No annual compensation, 4) Freshmen Basketball Coach - Ridgefield High School, Start: 12/02/2021, Address: 700 N Salem Road Ridgefield, CT 06877, 50 total hours per month, 35 during securities trading hours, Not investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-10 |
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