Carrie Ann Crossen

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2005 → Present
  Cetera Investment Services Llc
  St. Cloud, MN
• 11/2005 → Present
  Blackhawk State Bank
  Milan, IL
• 01/2014 → Present
  Cetera Investment Advisers Llc
  Milan, IL

Other Businesses

1.)UPDATE: QUAD CITY ANIMAL WELFARE CENTER, VOLUNTEERS AS FINANCE COMMITTEE MEMBER, HELPS DETERMINE HOW ENDOWMENT FUNDS ARE INVESTED AND SPENT (NOT INVESTED THROUGH CARRIE) , 2 HRS/WEEK, NO COMPENSATION. 2.) ROCK ISLAND ROTARY, CLUB MEMBER, HELPS RAISE MONEY FOR HUMANITARIAN EFFORTS, 2 HRS/WEEK, NO COMPENSATION, NON-INVESTMENT RELATED. 8/5/10: ROCK ISLAND ROTARY, BOARD MEMBER AND TREASURER, HELPS RAISE MONEY FOR HUMANITARIAN EFFORTS, 2 - 4 HRS/WEEK, $1300/YEAR FOR TREASURER POSITION. 3.) BOARD OF DIRECTORS AND FINANCE COMMITTEE MEMBER FOR HUMANE SOCIETY OF ROCK ISLAND COUNTY DBA QUAD CITY ANIMAL WELFARE CENTER, HELP MAKE FINANCIAL DECISIONS ON BEHALF OF THE SHELTER, DOES NOT PLACE OR HANDLE SECURITIES TRANSACTIONS, DOES NOT RECOMMEND SPECIFIC SECURITIES TRANSACTIONS NOR MAKE INVESTMENT DECISIONS, VOLUNTEER ANIMAL CARETAKER, 5/HRS/WK

Exams

• S66 Uniform Combined State Law Examination
  2005-12-29
• S63 Uniform Securities Agent State Law Examination
  2000-06-22

Other Names

• Carrie Ann Crossen
• Carrie Ann Taylor