Oscar Raul Mondragon

Current Employers

Employment History

• 05/2026 → Present
  Cetera Investment Advisers Llc
  Cypress, TX
• 05/2026 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 05/2016 → Present
  Centric Advisors, Llc (Formerly Majors & Mondragon, Llc)
  Houston, TX

Other Businesses

1) Oscar Mondragon is a licensed insurance agent. Start date 2013, Investment Related Y, Hours per month less than 20. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. the investment adviser always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of the investment adviser in their capacity as a licensed insurance agent. 2) Oscar Mondragon is the sole owner and consultant of Mondragon Family Holdings LLC., a consulting firm. This is not investment related, start date 2018, address is: 10603 W. Sam Houston Pkwy N. Suite 225, Houston, TX 77064. As a consultant, Oscar receives compensation for coaching individuals and businesses on how to grow revenue, increase profits, build a dynamic corporate culture, establish systems and process, increase efficiencies, and stay motivated. Oscar spends less than 20 hours per month on activities related to Mondragon Family Holdings LLC. 3) Oscar Mondragon is a partner of Majors Mondragon & Partners, LLC. This is not investment related. Oscar Mondragon spends less than 20 hours per month on activities related to Majors Mondragon & Partners, LLC. 4) Oscar Mondragon holds ownership in Centric Holdings LLC, a holding company. As a holding company, Centric Holdings LLC's primary function is to own and manage assets, such as various business interests, rather than engaging directly in operational activities. Oscar Mondragon spends less than 10 hours per month on activities related to Centric Holdings LLC. 5) CENTRIC ADVISORS LLC, REGISTERED INVESTMENT ADVISORY FIRM; CENTRIC RISK STRATEGIES LLC, INSURANCE AGENCY, NATIONAL LIFE INSURANCE; CENTRIC CAPITAL LLC, AFFILIATED INVESTMENT ENTITY THAT ENAGES IN A VARIETY OF INVESTMENTS AND BUSINESS ACTIVITIES (PRIVATE EQUITY INVESTMENTS, REAL ESTATE OWNERSHIP, REAL ESTATE DEVELOPMENT, REAL ESTATE LENDING AND OTHER ALTERNATIVE INVESTMENT STRATEGIES, 100% OWNED BY CENTRIC HOLDINGS LLC; CENTRIC INCOME FUND LLC, REGULATION D PRIVATE OFFERING, 100% OWNER BY CENTRIC CAPITAL LLC; MONDRAGON FAMILY HOLDINGS LLC, PERSONAL HOLDING COMPANY; CENTRIC HOLDINGS LLC, HOLDING COMPANY THAT SERVES AS THE PARENT ENTITY FOR CENTRIC RELATED BUSINESSES, 100% OWNER OF CENTRIC RISK STRATEGIES LLC AND 46% OWNER OF CENTRIC CAPITAL LLC; MAJORS, MONDRAGON & PARTNERS LLC, AFFILIATED REAL ESTATE HOLDING COMPANY

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-04-04
• S63 Uniform Securities Agent State Law Examination
  2013-01-10

Designations