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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-10-29
  • TN RA
    APPROVED
    Since 2025-10-29

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

2011 North Roan St The Mall Johnson City Suite G3A, Johnson City, TN 37601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kapco Reconditioning Elizabethton TN 06/2002 06/2018
U.S. Army National Guard Elizabethton TN 01/1988 12/2020
Allstate Insurance Co Bristol TN 09/2016 10/2017
American Portfolios Financial Services, Inc. Holbrook NY 10/2017 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 10/2025
Money Concepts Capital Corp Palm Beach Gardens FL 10/2025 Present
  • 06/2002 → 06/2018
    Kapco Reconditioning
    Elizabethton, TN
  • 01/1988 → 12/2020
    U.S. Army National Guard
    Elizabethton, TN
  • 09/2016 → 10/2017
    Allstate Insurance Co
    Bristol, TN
  • 10/2017 → 10/2024
    American Portfolios Financial Services, Inc.
    Holbrook, NY
  • 10/2024 → 10/2025
    Scottsdale, AZ
  • 10/2025 → Present
    Palm Beach Gardens, FL
Previous Registrations
  • 2024-10-11 → 2025-11-03
    Johnson City, TN
    Johnson City, TN
    Scottsdale, AZ
  • 2018-04-02 → 2024-10-11
    American Portfolios Advisors, Inc
    Johnson City, TN
    Holbrook, NY
Other Businesses

1. SENIOR FINANCIAL GROUP, START DATE: 12/01/2023, Selling Medicare advantageand Medicare Supplements, Non-investment related, 1-10% time spent on activity during non-securities hrs., START DATE: 12/01/2023 ADDRESS: 2011 North Roan St., Suite G3A, Johnson City TN 37601, United States.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-31
S63 Uniform Securities Agent State Law Examination 2013-01-23
  • S66 Uniform Combined State Law Examination
    2018-03-31
  • S63 Uniform Securities Agent State Law Examination
    2013-01-23
Other Names
  • Carter Edward Honeycutt
  • Carter Edward Honeycutt

View on SEC IAPD

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