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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2016-11-23 |
Branch Locations
Cottage Grove, MN • United States
Forest Lake, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Minneapolis | MN | 03/2016 | 11/2016 |
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 11/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Cottage Grove | MN | 03/2020 | Present |
Outside Employment; G&A Partners; Employee; Manage advisory business; 10900 Wayzata Blvd, Suite 150, Minnetonka, MN, 55305; Investment-Related; 01/03/2022; 60 hours per month; 60 during trading hours / Advisor Professional Services, Inc.; Payroll and benefits through legal entity used to manage and operate advisor practice.; Manage advisory business; 10900 Wayzata Blvd, Suite 150, Minnetonka, MN, 55305; Investment-Related; 01/03/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-08 |
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