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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • CT RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

Fairfield, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Tampa FL 04/2000 Present
Strategic Advisers Tampa FL 08/2002 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 04/2000 → Present
    Fidelity Investments
    Tampa, FL
  • 08/2002 → Present
    Strategic Advisers
    Tampa, FL
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Fairfield, CT
    Smithfield, RI
  • 2002-08-16 → 2018-07-13
    Schaumburg, IL
    Fairfield, CT
    Covington, KY
    Tampa, FL
    Knoxville, TN
    Fairfield, CT
Other Businesses

OBA-5715|OrgNmn:Whatsitworth|Org Addr:Delaware,Delaware,US|OBA Nature:Valuation|Invst Rel:N|Title:investor|Duties:none|StrtDt:07-29-15|TotHrs/mon:0.01|TrdHrs/mon:0|OBA-9702|OrgNmn:Scalimotos LLC (Rental Property)|Org Addr:Chicago,Illinois,US|OBA Nature:Rental Real Estate|Invst Rel:Y|Title:Owner|Duties:Rental property owner|StrtDt:07-02-02|TotHrs/mon:4|TrdHrs/mon:0|OBA-104694|OrgNmn:Loren S Gough|Org Addr:Fairfield,Connecticu,US|OBA Nature:Vintage car/truck rental|Invst Rel:N|Title:I'm just a classic car owner|Duties:Do not impact my role and primary WEPA responsibilities |StrtDt:|TotHrs/mon:1|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-21
S63 Uniform Securities Agent State Law Examination 2000-10-25
  • S66 Uniform Combined State Law Examination
    2002-06-21
  • S63 Uniform Securities Agent State Law Examination
    2000-10-25

View on SEC IAPD

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