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Current Employers
Founders Financial Securities Llc

1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2016-03-24
  • MD RA
    APPROVED
    Since 2016-03-24

Branch Locations

9250 Rumsey Road Suite 103, Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Interstate Health Underwriters Pikesville MD 01/2015 Present
Lim Financial Group Baltimore MD 01/2016 Present
Founders Financial Securities Llc Towson MD 06/2015 Present
  • 01/2015 → Present
    Interstate Health Underwriters
    Pikesville, MD
  • 01/2016 → Present
    Lim Financial Group
    Baltimore, MD
  • 06/2015 → Present
    Towson, MD
Other Businesses

1) LIM FINANCIAL GROUP; INVESTMENT RELATED; 9250 RUMSEY ROAD SUITE 103 COUMBIA, MD 21045; VICE PRESIDENT AND DIRECTOR OF PLANNING; START DATE: 01/01/2016; 240 HOURS PER MONTH; 140 HOURS DURING TRADING; ASSIST REGISTERED REP ALEX LIM WITH INVESTMENT SALES, AND INSURANCE SALES. 2) USJGMA, LLC (DBA U.S. Jow Ga Martial Arts); 9250 RUMSEY ROAD SUITE 101, COLUMBIA, MD 21045;NOT INVESTMENT RELATED; START DATE: 11/7/2015; TRADITIONAL MARTIAL ARTS SCHOOL;50% OWNER, ADMIN MANAGER, AND SENIOR INSTRUCTOR; TEACH CLASSES AT NIGHT, HANDLE THE SCHOOLS PERFORMANCE BOOKSINGS AND EVENTS; 20 HOURS PER MONTH; 0 HOURS DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-23
  • S66 Uniform Combined State Law Examination
    2016-03-23
Designations
Other Names
  • Steve Lim

View on SEC IAPD

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