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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-05-22 |
| NE | RA | APPROVED | 2009-05-21 |
Branch Locations
13815 Fnb Parkway Suite 300, Omaha, NE 68154-5220 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Omaha | NE | 05/2009 | Present |
1)BOOK PUBLISHER(SELF PUBLISHED) PROFESSIONAL PRESS/WRITING A SMALL BOOK ABOUT BUT RECRITING IN COLLEGE ATHLETICS AND THE CORRELATIN BETWEEN RELATIONSHIP BUILDING IN BUSINESS AND RECRUITING./BOOK HAS NOTHING TO DO WITH INVESTING, FINANCE,UBS OR MANAGING MONEY. 2) MY PERSONAL BLOG CALLED POLITICALINSIDERSREPORT.COM / 14911 LAKE STREET OMAHA,NEBRASKA 68116 / OTHER/ OTHER PERSONAL BLOG / NO BUSINESS ACTIVES WE JUST DISCUSS LOCAL POLITICS / EDITOR IN CHIEF / WRITE PIECES COVERING LOCAL POLITICS / START DATE 09/10/2012. 4) No name yet-/ Sole proprietorship/ Principal Business Activity- I would just be selling football and baseball cards from my collection and new ones. I do not know if this even needs approval but I wanted to make sure that I went through the process because I might need an EIN./ Role- I was just going to start an LLC to buy and sell my baseball cards./ Duty- I would buy and sell baseball cards. Mostly my own collection/ Comp -Yes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-21 |
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