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5201 South Western Avenue Suite 103, Sioux Falls, SD 57108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2018-08-20 |
Branch Locations
5201 South Western Avenue Suite 103, Sioux Falls, SD 57108 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Sioux Falls | SD | 05/2015 | 08/2019 |
| Level Four Advisory Services | Sioux Falls | SD | 05/2015 | 10/2018 |
| Aspen Private Advisors, Llc | Sioux Falls | SD | 08/2018 | Present |
1. 11/1/2018 - e4 Insurance - Investment Related - At Reported Business Location(s) - Non-Variable insurance - 4 Hours Per Month/2 Hours During Securities Trading - Life Insurance 2. 05/07/2015 - Graber and Associates - Investment Related - At Reported Business Location(s) -Non-Variable Insurance - Started 06/01/2015 - 2 Hours Per Month/0 Hours During Securities Trading - Long term care, Medicare supplement, Medical insurance. 3. 10/31/2018 - Time Flys - Not Investment Related - 1201 West Russell Street, Sioux Falls SD 57104 - Other-Aircraft Ownership/Rental - Owner - Started 09/01/2018 - 3 Hours Per Month/0 Hours During Securities Trading - The LLC exists for the purpose of owning a one asset, a Cirrus SR22T airplane and renting that airplane to qualified pilots. 4. 06/01/2015 - Disability Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - 1 Hours Per Month/0 Hours During Securities Trading - Disability Insurance 5. Aspen Consulting, LLC; not investment related; 5201 s. Western Ave Suite 103, Sioux Falls, SD 57108; Business Consulting; Business Consultant; 01/01/2021; 12 hours per month; 6 hours during securities trading hours; provide business consulting services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-16 |
| S65 | Uniform Investment Adviser Law Examination | 2002-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-19 |
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