Joseph Rudy Gonzales

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NM	RA	APPROVED	2023-06-14
TX	RA	APPROVED	2023-06-13
WA	RA	APPROVED	2023-06-13

NM RA
APPROVED

Since 2023-06-14
TX RA
APPROVED

Since 2023-06-13
WA RA
APPROVED

Since 2023-06-13

Branch Locations

434 N. Loop 1604 West Suite 2203, San Antonio , TX 78232 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llcq	Bellevue	WA	06/2015	11/2016
Wells Fargo Clearing Services, Llc	Bellevue	WA	11/2016	06/2023
Wells Fargo Advisors Financial Network, Llc	San Antonio	TX	06/2023	Present

06/2015 → 11/2016

Wells Fargo Advisors, Llcq

Bellevue, WA
11/2016 → 06/2023

Wells Fargo Clearing Services, Llc

Bellevue, WA
06/2023 → Present

Wells Fargo Advisors Financial Network, Llc

San Antonio, TX

Previous Registrations

2015-07-28 → 2023-06-13

Wells Fargo Clearing Services, Llc

Bellevue, WA

Albuquerque, NM
2013-12-18 → 2015-06-30

Ameriprise Financial Services, Llc

Bellevue, WA
2013-01-18 → 2013-06-05

Thrivent Investment Management Inc.

Cedar Park, TX

Irving, TX

Other Businesses

JUST LOVELY WEDDING AND EVENT PLANNING. NOT INV. RELATED; ALBUQUERQUE, NM; DELIVERY SPECIALIST; START DATE 3/1/2022; 60 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: DELIVER AND SET UP FURNITURE FOR WEDDINGS.|

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-01-17

S66 Uniform Combined State Law Examination

2013-01-17

Other Names

Joe Gonzales

View on SEC IAPD