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Osaic Advisory Services, LLC CRD 171070
$15.5B regulatory AUM 170 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-09-14 |
| UT | RA | APPROVED | 2021-03-18 |
| IN | RA | APPROVED | 2021-02-23 |
| NY | RA | APPROVED | 2021-02-05 |
| CO | RA | APPROVED | 2020-03-30 |
| AZ | RA | APPROVED | 2020-03-12 |
| FL | RA | APPROVED | 2020-03-06 |
| NJ | RA | APPROVED | 2020-03-02 |
| NC | RA | APPROVED | 2020-03-02 |
| CA | RA | APPROVED | 2020-02-28 |
| DE | RA | APPROVED | 2020-02-28 |
| MD | RA | APPROVED | 2020-02-28 |
| MA | RA | APPROVED | 2020-02-28 |
| PA | RA | APPROVED | 2020-02-28 |
| TX | RA | APPROVED | 2020-02-28 |
Branch Locations
2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States
127 W 30Th Street 9Th Floor, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 10/2012 | 02/2020 |
| Bank Of America, N.A. | New York | NY | 03/2013 | 02/2020 |
| Triad Advisors | Norcross | GA | 02/2020 | 08/2024 |
| Triad Hybrid Solutions | Norcross | GA | 02/2020 | Present |
| Osaic Wealth, Inc. | New York | NY | 08/2024 | Present |
1. SERVET WEALTH MANAGEMENT POSITION: financial advisor NATURE: financial advisory company Sole prop doing business as Servet Wealth Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 02/28/2020 ADDRESS: 127 W 30th Street, 9th Floor, New York NY 10001, United States DESCRIPTION: financial advisor to individuals and families 2. SERVET WEALTH MANAGEMENT POSITION: financial advisor NATURE: insurance related appointments with multiple carriers INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 20 START DATE: 02/28/2020 ADDRESS: 127 W 30th Street, 9th Floor, New York NY 10001, United States DESCRIPTION: insurance related activities 3. RIVERSIDE DIGITAL LLC POSITION: president NATURE: acquiring digital assets for long term capital appreciation and income opportunities. This business was described in detail when I started the business and a letter of understanding was signed to grant an exception to continue to operate this activity. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2021 ADDRESS: 127 W 30th St, New York NY 10001, United States DESCRIPTION: owner and president of Riverside Digital, identify digital assets that can be acquired for long term capital appreciation and/or income opportunities 4. SERVET WEALTH MANAGEMENT POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 10/12/2025 ADDRESS: 127 W 30th St, FL 9, New York NY 10001, United States DESCRIPTION: I operate a YouTube channel that has been approved by Osaic, and all content published on the channel is reviewed through Osaic's compliance process. This Outside Business Activity (OBA) pertains to my participation in YouTube's Partnership Program, which allows eligible creators--those with at least 1,000 subscribers and other qualifying metrics--to receive a share of YouTube's advertising revenue. This OBA is directly connected to my already approved channel, and the content remains fully aligned with my advisory business conducted through Osaic. The purpose of this filing is to ensure compliance regarding the receipt of payments from YouTube's Partnership Program.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-24 |
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