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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2021-06-02 |
| TX | RA | APPROVED | 2021-06-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kingsport | TN | 10/2012 | 04/2021 |
| Bank Of America, N.A. | Kingsport | TN | 02/2013 | 04/2021 |
| Morgan Stanley | Huntsville | AL | 05/2021 | Present |
*571603- Bubba's Silver Spoon Catering; Investment related-No; Huntsville, Alabama; Restaurant/Bar/Nightclub; Employee (proprietor, partner, officer, director, employee, trustee, agent); 10/2023; During business hours: 0; After business hours: 20; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-26 |
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