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Gavin Clark Sturgis

Charles Schwab & Co., Inc.

Roseville, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-09-19
  • CA RA
    APPROVED
    Since 2018-09-19

Branch Locations

1186 Roseville Parkway Suite 180, Roseville, CA 95678 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jackson National Life Distributors Llc Franklin TN 10/2012 08/2018
Charles Schwab & Co., Inc. Roseville CA 08/2018 Present
Charles Schwab Bank, Ssb Roseville CA 08/2018 Present
  • 10/2012 → 08/2018
    Jackson National Life Distributors Llc
    Franklin, TN
  • 08/2018 → Present
    Charles Schwab & Co., Inc.
    Roseville, CA
  • 08/2018 → Present
    Charles Schwab Bank, Ssb
    Roseville, CA
Previous Registrations
  • 2015-11-16 → 2016-03-29
    Curian Capital, Llc
    Franklin, TN
    Denver, CO
  • 2013-04-11 → 2013-11-19
    Curian Capital, Llc
    Franklin, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-10
S63 Uniform Securities Agent State Law Examination 2013-02-15
  • S65 Uniform Investment Adviser Law Examination
    2013-04-10
  • S63 Uniform Securities Agent State Law Examination
    2013-02-15
Other Names
  • Gavin Sturgis

View on SEC IAPD

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Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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