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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-05-02
  • WA RA
    APPROVED
    Since 2019-05-02

Branch Locations

14022 Petrovitsky Rd Ste 18, Renton, WA 98058 • United States

101 Auburn Way N, Auburn, WA 98002 • United States

355 S Grady Way, Renton, WA 98057 • United States

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

1408 Lake Tapps Pkwy Se Ste E101, Auburn, WA 98092 • United States

204 W Meeker St, Kent, WA 98032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Federal Way WA 06/2010 05/2019
Bank Of America, N.A. Federal Way WA 04/2013 05/2019
Wells Fargo Clearing Services, Llc Seattle WA 05/2019 04/2024
Wells Fargo Clearing Services, Llc Kent WA 04/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-18
  • S66 Uniform Combined State Law Examination
    2013-01-18
Other Names
  • Rocco Raymond Cacciatore
  • Rocco Cacciatore
  • Rocco Cacciatore Csna

View on SEC IAPD

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