Daniel Paul Cavaretta

Current Employers

Employment History

• 03/2005 → 09/2020
  Nationwide Investment Services Corp
  Columbus, OH
• 12/2020 → 05/2021
  Geneos Wealth Management
  Clarence Center, NY
• 12/2020 → 05/2021
  Cornerstone Capital Wealth Management
  Clarence Center, NY
• 05/2021 → Present
  Kestra Investment Services, Llc
  Clarence Center, NY
• 05/2021 → Present
  Kestra Advisory Services, Llc
  Clarence Center, NY

Previous Registrations

• 2021-01-21 → 2021-05-14
  Geneos Wealth Management, Inc.
  Clarence Center, NY
• 2013-04-04 → 2020-09-18
  Nationwide Investment Advisors, Llc
  Columbus, OH

Other Businesses

Business Name: Cornerstone Capital Wealth Management Inv Rel: Yes Address: 5895 Goodrich Rd. Clarence Center NY 14032 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance POS: Vice President of Business Solutions and Planning Start Date: 1/4/2021 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) DESC: Working with business owners on the retirement solution that they offer employees. Helping employees understand the benefits that they have from their employer Business Name: Kestra Advisory Services, LLC Inv Rel: Yes Address: 5707 Southwest Pkwy., Building 2, Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC POS: IAR Start Date: 5/14/2021 Hours per month: 61% - 70% (97 - 112 hours) Hours per month during trading hours: 61% - 70% (85 - 98 hours) DESC: IAR Business Name: SERJEANT-AT-ARMS OF THE GOOD GOVERNMENT CLUB OF WESTERN NEW YORK POS: They would like me to act as Serjeant-at-arms NOB: Board position (Board of Directors, Board of Trustees, etc.) INV REL: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2024 ADDRESS: 510 Delaware Ave., Buffalo NY 14202 DESC: I would maintain order during the meetings. Business Name: BOARD MEMBER FOR ORVILLE'S HOME APPLIANCES POSITION: I would be a member of the board if approved by Kestra NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/11/2025 ADDRESS: 3979 Walden Ave., Lancaster NY 14086, United States DESCRIPTION: There is a quarterly meeting with the family, and the CEO and other board members to discuss how the company is doing and what direction they would like to take the company.

Exams

• S66 Uniform Combined State Law Examination
  2000-08-11