Adam M Baker

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2021-08-23

Branch Locations

9230 Broadview Road, Broadview Heights, OH 44147 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Pruco Securities, Llc	Mayfield Heights	OH	11/2015	02/2017
Prudential Insurance Company Of America	Mayfield Heights	OH	12/2015	02/2017
Citizens Securities, Inc.	Euclid	OH	02/2017	04/2019
Citizens Securities Inc.	Euclid	OK	04/2019	06/2021
Citizens Bank	Beachwood	OH	02/2020	07/2021
Citizens Securities, Inc	Canton	MA	02/2020	06/2021
Citizens Bank	Broadview Heights	OH	04/2019	02/2020
Citizens Securities Inc	Woodmere	OH	06/2021	07/2021
Citizens Bank	Beachwood	OH	07/2021	07/2021
Fifth Third Bank	Parma	OH	07/2021	Present
Fifth Third Securities	Parma	OH	08/2021	Present

11/2015 → 02/2017

Pruco Securities, Llc

Mayfield Heights, OH
12/2015 → 02/2017

Prudential Insurance Company Of America

Mayfield Heights, OH
02/2017 → 04/2019

Citizens Securities, Inc.

Euclid, OH
04/2019 → 06/2021

Citizens Securities Inc.

Euclid, OK
02/2020 → 07/2021

Citizens Bank

Beachwood, OH
02/2020 → 06/2021

Citizens Securities, Inc

Canton, MA
04/2019 → 02/2020

Citizens Bank

Broadview Heights, OH
06/2021 → 07/2021

Citizens Securities Inc

Woodmere, OH
07/2021 → 07/2021

Citizens Bank

Beachwood, OH
07/2021 → Present

Fifth Third Bank

Parma, OH
08/2021 → Present

Fifth Third Securities

Parma, OH

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-01-04

Other Firms