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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-08-28
TX RA APPROVED 2023-08-28
  • IN RA
    APPROVED
    Since 2023-08-28
  • TX RA
    APPROVED
    Since 2023-08-28

Branch Locations

1 E Ohio St Floor 17, Indianapolis, IN 46204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Tulsa OK 01/2014 11/2021
Jpmorgan Chase Bank Na Tulsa OK 01/2014 11/2021
Opulent Life Design Company Houston TX 08/2010 Present
Jpmorgan Chase Bank Na Indianapolis IN 11/2021 Present
Jpmorgan Securities Llc Indianapolis IN 11/2021 Present
  • 01/2014 → 11/2021
    Jpmorgan Securities Llc
    Tulsa, OK
  • 01/2014 → 11/2021
    Jpmorgan Chase Bank Na
    Tulsa, OK
  • 08/2010 → Present
    Opulent Life Design Company
    Houston, TX
  • 11/2021 → Present
    Jpmorgan Chase Bank Na
    Indianapolis, IN
  • 11/2021 → Present
    Jpmorgan Securities Llc
    Indianapolis, IN
Previous Registrations
  • 2013-02-11 → 2013-12-18
    Maryland Heights, MO
    Maryland Heights, MO
    Houston, TX
Other Businesses

Entity Name: Be Nimble Foundation Investment related: Yes "Address: 525 S. Meridian Street, Ste 2C Indianapolis, IN 46225 www.benimblefoundation.org" Nature of the other business: Nonprofit  Position/Title/Relationship: Board Member Start Date: 10/07/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Be Nimble is organized to take a qualitative and quantitative approach to creating a diverse and inclusive tech ecosystem. Be Nimble's career training and placement programs up-skill individuals interested in careers in the tech industry. Our entrepreneurship programs support tech start-up founders with resources, and funding. This org has received grants from CR in the past. I'll be serving as Chair of the Board, on the Investment Committee, and Executive Committee. Entity Name: Indianapolis Cultural Trail Investment related: Yes "Address: 132 W Walnut St. Indianapolis, IN 46204; https://indyculturaltrail.org/" Nature of the other business: Nonprofit  Position/Title/Relationship: Board Member Start Date: 03/15/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Nature of the Business: The Indianapolis Cultural Trail is both a 501(c)(3) not-for-profit organization and a world class, internationally recognized linear park. In partnership with the City of Indianapolis, the organization also manages Pacers Bikeshare and public destinations along and connected by the Cultural Trail. My responsibilities: Serve as Board Treasures, member of the Finance and Investment Committee, member of Executive Committee. Entity Name: Forever Capital, LLC Investment related: N Address: Indianapolis, IN 46228 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 03/01/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Personal Investment Company, planned investments in Real Estate Entity Name: Opulent Life Design Company Investment related: No Address: 2450 Houston, TX Nature of the other business: Event planning and interior design business. Position/Title/Relationship: Sole Proprietor Start Date: 10-Aug-2018 Approximate # of hours a month: 40 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Event Planner and Interior Decorator. Responsibilities: Client Consultations, Overseeing of Events and Projects, Design

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-28
S66 Uniform Combined State Law Examination 2013-02-09
  • S65 Uniform Investment Adviser Law Examination
    2023-08-28
  • S66 Uniform Combined State Law Examination
    2013-02-09

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