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Sean Jeremy Baratt

Key Investment Services LLC

Brooklyn, OH

Seattle, WA

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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-09-25
  • WA RA
    APPROVED
    Since 2020-09-25

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

1536 Nw Market St., Seattle, WA 98107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2012 08/2018
Unemployed Bellevue WA 08/2018 06/2019
Robert Half Federal Way WA 06/2019 03/2020
Unemployed Bellevue WA 04/2020 07/2020
Keybank Redmond WA 07/2020 12/2021
Key Investment Services Redmond WA 08/2020 12/2021
Key Investment Services Seattle WA 12/2021 Present
  • 11/2012 → 08/2018
    Edward Jones
    St Louis, MO
  • 08/2018 → 06/2019
    Unemployed
    Bellevue, WA
  • 06/2019 → 03/2020
    Robert Half
    Federal Way, WA
  • 04/2020 → 07/2020
    Unemployed
    Bellevue, WA
  • 07/2020 → 12/2021
    Keybank
    Redmond, WA
  • 08/2020 → 12/2021
    Key Investment Services
    Redmond, WA
  • 12/2021 → Present
    Key Investment Services
    Seattle, WA
Previous Registrations
  • 2013-01-28 → 2018-08-31
    Edward Jones
    Bellevue, WA
    Redmond, WA
    St Louis, MO
    Honolulu, HI
    Novato, CA
    Snellville, GA
    St Louis, MO
    St Peters, MO
    Star, ID
    St Louis, MO
    Henderson, NV
    Bellevue, WA
    Eureka, CA
    Bellevue, WA
    St Louis, MO
    Dunkirk, MD
    Hobbs, NM
    Bellevue, WA
    St Louis, MO
    Clifton, TX
    Hampton, SC
    Shawnee, OK
    Elk Grove, CA
    Bellevue, WA
    St Louis, MO
    Tahlequah, OK
    Bellevue, WA
    St Louis, MO
    Honolulu, HI
    Denison, TX
    Cross Roads, TX
    Newbury Park, CA
    Bellevue, WA
    St Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-03-28
S66 Uniform Combined State Law Examination 2013-01-04
  • S63 Uniform Securities Agent State Law Examination
    2022-03-28
  • S66 Uniform Combined State Law Examination
    2013-01-04

View on SEC IAPD

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INDEPENDENCE CAPITAL CO., INC.
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC
THE HUNTINGTON INVESTMENT COMPANY
J.P. MORGAN SECURITIES LLC

Other Investors

Joseph Briel Skarda
KRISTY LYNN TOYE-COOPER
David Jonathan Dershteller
LUANN MARIE SPAETHE
Mallory D Haseley
TIMOTHY ALBERT SHAW
MICHAEL BRENT BUROKER
KAREN ALTHIA YORKE

Other Offices

KEY INVESTMENT SERVICES LLC · BROOKLYN, OH
VICTORY CAPITAL MANAGEMENT INC. · Brooklyn, OH
LINCOLN INVESTMENT · PARMA, OH
INDEPENDENCE CAPITAL CO., INC. · PARMA, OH
LPL FINANCIAL LLC · PARMA, OH
OSAIC WEALTH, INC. · PARMA, OH
CETERA INVESTMENT ADVISERS LLC · CLEVELAND, OH
THE HUNTINGTON INVESTMENT COMPANY · Cleveland, OH

More in Brooklyn, OH

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