Dale L Malleck

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 07/2023
  Bank Of The West
  Omaha, NE
• 06/2015 → 07/2023
  Bancwest Investment Services
  Omaha, NE
• 07/2023 → 12/2024
  Lpl Financial Llc
  Tempe, AZ
• 12/2024 → Present
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ

Previous Registrations

• 2023-07-19 → 2024-12-24
  Lpl Financial Llc
  Tempe, AZ
  Phoenix, AZ
• 2015-06-17 → 2023-07-25
  Bancwest Investment Services, Inc.
  Lincoln, NE
  Lincoln, NE
  Lincoln, NE
  Lincoln, NE
  Beatrice, NE
  Omaha, NE
  Tempe, AZ
  Omaha, NE
• 2013-12-04 → 2015-05-13
  Wells Fargo Clearing Services, Llc
  Lincoln, NE
  Omaha, NE
  Lincoln, NE
  Omaha, NE
  Norfolk, NE

Other Businesses

1) 04/27/2023 - RENTAL PROPERTY; INVESTMENT RELATED; ASHLAND CITY, TN; 100% OWNERSHIP; START DATE = 2001; MINIMAL TIME DEVOTED; NONE DURING TRADING HOURS. 2) 04/27/2023 - MUSIC BAND - Home Based - NON-INVESTMENT RELATED - 10 Hours Per Month - Time Spent 1%

Exams

• S66 Uniform Combined State Law Examination
  2013-12-04
• S63 Uniform Securities Agent State Law Examination
  2012-11-19

Other Names

• Dale Louis Malleck