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Dennis Neil Caulfield

Boston Harbor Investment Management

Bedford, MA

CRD 6132687

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Employer firm

Boston Harbor Investment Management CRD 165554

$15.2M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Boston Harbor Investment Management

110 Great Road Suite 302, Bedford, MA 01730-2729 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2013-01-02
  • MA RA
    APPROVED
    Since 2013-01-02

Branch Locations

110 Great Road Suite 302, Bedford, MA 01730-2729 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Quantitative Securities Research, Inc. Concord MA 01/2008 Present
Kenmare Capital Inc. Corcord MA 12/2006 Present
  • 01/2008 → Present
    Quantitative Securities Research, Inc.
    Concord, MA
  • 12/2006 → Present
    Kenmare Capital Inc.
    Corcord, MA
Other Businesses

QUANTITATIVE SECURITIES RESEARCH, INC - INVESTMENT RELATED, 12 BOW STREET, CONCORD MA 01742, DEVELOPS INVESTMENT MODELS FOR BOSTON HARBOR, CHAIRMAN & CEO, 01/2008, 80 HOURS, 50%, DEVELOP INVESTMENT MODELS. KENMARE CAPITAL, INC - NOT INVESTMENT RELATED, 12 BOW STREET, CONCORD MA 01742, ADVISES LEASING COMPANY ON AIRCRAFT LENDING, PRESIDENT, 12/2006, 16 HOURS, 10%, PROVIDES ADVICE ON STRUCTURING SPECIFIC AIRCRAFT LEASES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-27
  • S65 Uniform Investment Adviser Law Examination
    2012-12-27
Other Names
  • Caulfield Neil Dennis

View on SEC IAPD

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