Phillip Michael Kline

Employer firm

Steward Partners Investment Advisory, LLC CRD 283004

$36.7B regulatory AUM 9,667 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
FINANCIAL CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers

Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2025-01-02
TX	RA	APPROVED	2024-12-12
FL	RA	APPROVED	2022-05-24

LA RA
APPROVED

Since 2025-01-02
TX RA
APPROVED

Since 2024-12-12
FL RA
APPROVED

Since 2022-05-24

Branch Locations

Land O' Lakes, FL • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Usaa Financial Advisors, Inc.	Tampa	FL	10/2014	10/2017
Usaa Financial Planning Services	Tampa	FL	10/2014	10/2017
Raymond James Financial Services, Inc.	St. Petersburg	FL	10/2017	12/2018
Raymond James Financial Services Advisors Inc.	St. Petersburg	FL	11/2017	12/2018
Raymond James & Associates, Inc	Saint Petersburg	FL	12/2018	09/2021
Charles Schwab & Co., Inc.	St Petersburg	FL	09/2021	05/2022
Charles Schwab Bank, Ssb	St Petersburg	FL	09/2021	05/2022
Raymond James Financial Services, Inc.	Lutz	FL	05/2022	05/2022
Steward Partners Investment Advisory, Llc	Lutz	FL	05/2022	Present
Steward Partners Global Advisory, Llc	Lutz	FL	05/2022	Present
Steward Partners Investment Solutions, Llc	Lutz	FL	05/2022	Present

10/2014 → 10/2017

Usaa Financial Advisors, Inc.

Tampa, FL
10/2014 → 10/2017

Usaa Financial Planning Services

Tampa, FL
10/2017 → 12/2018

Raymond James Financial Services, Inc.

St. Petersburg, FL
11/2017 → 12/2018

Raymond James Financial Services Advisors Inc.

St. Petersburg, FL
12/2018 → 09/2021

Raymond James & Associates, Inc

Saint Petersburg, FL
09/2021 → 05/2022

Charles Schwab & Co., Inc.

St Petersburg, FL
09/2021 → 05/2022

Charles Schwab Bank, Ssb

St Petersburg, FL
05/2022 → 05/2022

Raymond James Financial Services, Inc.

Lutz, FL
05/2022 → Present

Steward Partners Investment Advisory, Llc

Lutz, FL
05/2022 → Present

Steward Partners Global Advisory, Llc

Lutz, FL
05/2022 → Present

Steward Partners Investment Solutions, Llc

Lutz, FL

Previous Registrations

2021-10-29 → 2022-05-24

Charles Schwab & Co., Inc.

St. Petersburg, FL

Tampa, FL
2018-12-26 → 2021-10-22

Raymond James & Associates, Inc.

St. Petersburg, FL
2017-11-08 → 2018-12-20

Raymond James Financial Services Advisors, Inc

St. Petersburg, FL
2014-11-21 → 2017-10-31

Usaa Financial Planning Services

Tampa, FL
2014-07-10 → 2014-10-30

T. Rowe Price Advisory Services, Inc.

Tampa, FL

Other Businesses

1) Steward Partners Investment Advisory, LLC. - Investment related: Yes. Address: Lutz, FL. Nature of the business: Independent RIA. Position: Registered Home Office staff. Start Date: 05/2022. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of Duties: Home Office support.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-07-01

S66 Uniform Combined State Law Examination

2014-07-01

Designations

Certified Financial Planner

View on SEC IAPD