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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2013-05-10 |
Branch Locations
125 W Washington St Ste 750, Athens, GA 30601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2012 | Present |
| Northwestern Mutual Investment Services, Llc | Athens | GA | 11/2012 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. OWNER, GOLDEN LLC, 1151 DEER TRAIL, BISHOP, , GEORGIA, 30621, UNITED STATES OF AMERICA, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 1/1/2014, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY, AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 3. 50% OWNER, BROWN BAG INVESTMENTS, LLC, 1151 DEER TRAIL, BISHIP, GEORGIA, 30621, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 3/13/2006, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTMENT CLUB WITH BROTHER. POOL MONEY AND INVEST IN THE STOCK MARKET WITH THE PURPOSE OF BUILDING WEALTH. MY DUTIES INCLUDE DISCUSSING STOCK INVESTMENTS WITH MY BROTHER. INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-08 |
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