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1100 Kenilworth Ave Suite 210, Charlotte, NC 28204 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-28 |
Branch Locations
1100 Kenilworth Ave Suite 210, Charlotte, NC 28204 • United States
1100 Kenilworth Ave, Suite 210, Charlotte, NC 28204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | Fort Myers | FL | 08/2012 | 06/2017 |
| Park Avenue Securities Llc | Fort Myers | FL | 08/2014 | 06/2017 |
| Massachusetts Mutual Life Insurance Company | Addison | TX | 07/2017 | 12/2017 |
| Mml Investors Services, Llc | Addison | TX | 10/2017 | 12/2017 |
| Guardian Life Insurance Company | Addison | TX | 01/2018 | 03/2019 |
| Park Avenue Securities | Addison | TX | 01/2018 | 03/2019 |
| Massmutual Life Insurance Co | Charlotte | NC | 03/2019 | 03/2020 |
| Mml Investors Services, Llc | Charlotte | NC | 03/2019 | 03/2020 |
| Massmutual Carolinas | Charlotte | NC | 01/2020 | 03/2020 |
| Massmutual Dfw | Dallas | TX | 03/2019 | 12/2019 |
| Opes One Advisors | Addison | TX | 01/2018 | 02/2019 |
| Spectrum | Dallas | TX | 08/2017 | 12/2019 |
| Smartwealth Llc | Maitland | FL | 08/2012 | 07/2017 |
| New York Life Insurance Co | Charlotte | NC | 04/2020 | 01/2022 |
| Nylife Securities Llc | Charlotte | NC | 05/2020 | 01/2022 |
| Allstate | Charlotte | NC | 01/2022 | 09/2023 |
| Hornor, Townsend, & Kent Llc | Horsham | PA | 10/2023 | 01/2026 |
| Penn Mutual Life Insurance Company | Horsham | PA | 09/2023 | 01/2026 |
| Blueprint Financial Advisors | Charlotte | NC | 01/2026 | Present |
| Maplewood Investments Inc | Dallas | TX | 01/2026 | Present |
1)BASEBALL COACHING | POSITION: PAID COACH | NATURE: COACHING SON'S 9U BASEBALL TEAM | INVESTMENT RELATED: NO | NUMBER OF HOURS: 20 | SECURITIES TRADING HOURS: 0 | START DATE: 05/01/2025 | ADDRESS: PROVIDENCE PARK, OLDE 3800 READ ROAD, CHARLOTTE NC 28226 | DESCRIPTION: COACHING BASEBALL, GAMES AND PRACTICES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-07 |
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