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Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2026-04-07
VI RA APPROVED 2026-04-01
DC RA APPROVED 2026-03-26
NE RA APPROVED 2026-03-26
GA RA APPROVED 2026-03-19
NM RA APPROVED 2026-03-19
AL RA APPROVED 2026-03-18
AK RA APPROVED 2026-03-18
DE RA APPROVED 2026-03-18
IA RA APPROVED 2026-03-18
KS RA APPROVED 2026-03-18
LA RA APPROVED 2026-03-18
ME RA APPROVED 2026-03-18
MD RA APPROVED 2026-03-18
MN RA APPROVED 2026-03-18
MT RA APPROVED 2026-03-18
NC RA APPROVED 2026-03-18
PR RA APPROVED 2026-03-18
TX RA APPROVED 2026-03-18
UT RA APPROVED 2025-08-19
CA RA APPROVED 2025-01-17
  • ND RA
    APPROVED
    Since 2026-04-07
  • VI RA
    APPROVED
    Since 2026-04-01
  • DC RA
    APPROVED
    Since 2026-03-26
  • NE RA
    APPROVED
    Since 2026-03-26
  • GA RA
    APPROVED
    Since 2026-03-19
  • NM RA
    APPROVED
    Since 2026-03-19
  • AL RA
    APPROVED
    Since 2026-03-18
  • AK RA
    APPROVED
    Since 2026-03-18
  • DE RA
    APPROVED
    Since 2026-03-18
  • IA RA
    APPROVED
    Since 2026-03-18
  • KS RA
    APPROVED
    Since 2026-03-18
  • LA RA
    APPROVED
    Since 2026-03-18
  • ME RA
    APPROVED
    Since 2026-03-18
  • MD RA
    APPROVED
    Since 2026-03-18
  • MN RA
    APPROVED
    Since 2026-03-18
  • MT RA
    APPROVED
    Since 2026-03-18
  • NC RA
    APPROVED
    Since 2026-03-18
  • PR RA
    APPROVED
    Since 2026-03-18
  • TX RA
    APPROVED
    Since 2026-03-18
  • UT RA
    APPROVED
    Since 2025-08-19
  • CA RA
    APPROVED
    Since 2025-01-17

Branch Locations

One Embarcadero Center 34Th Floor, San Francisco, CA 94111 • United States

Walnut Creek, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Francisco CA 11/2023 01/2025
Jpmorgan Chase Bank, N.A. San Francisco CA 07/2023 01/2025
First Republic Bank San Francisco CA 04/2015 07/2023
Hsbc Bank Usa, N.A. San Francisco CA 01/2025 Present
Hsbc Securities (Usa) Inc San Francisco CA 01/2025 Present
  • 11/2023 → 01/2025
    San Francisco, CA
  • 07/2023 → 01/2025
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
  • 04/2015 → 07/2023
    First Republic Bank
    San Francisco, CA
  • 01/2025 → Present
    Hsbc Bank Usa, N.A.
    San Francisco, CA
  • 01/2025 → Present
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-24
  • S66 Uniform Combined State Law Examination
    2024-04-24
Other Names
  • Kyle Douglas Baker
  • Kyle Baker

View on SEC IAPD

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