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Nw Corner Of 8Th Ave And San Carlos St #2, Carmel-By-The-Sea, CA 93921 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-04-05 |
Branch Locations
Nw Corner Of 8Th Ave And San Carlos St #2, Carmel-By-The-Sea, CA 93921 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Monterey | CA | 03/2015 | 10/2016 |
| Princor Financial Services Corporation | Monterey | CA | 03/2015 | 10/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Carmel | CA | 05/2017 | 07/2017 |
| Campisi Financial Services Corporation | Monterery | CA | 03/2015 | 09/2016 |
| Aspire Health Plan | Monterey | CA | 09/2016 | 05/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Carmel | CA | 03/2018 | 07/2020 |
| Aspire Health Plan | Monterey | CA | 09/2017 | 12/2017 |
| Bank Of America, N.A. | Carmel | CA | 05/2018 | 07/2020 |
| Stillwater Capital Management, Corp | Templeton | CA | 04/2021 | Present |
| Sabbatical | Templeton | CA | 07/2020 | 04/2021 |
I*114127 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE CARMEL FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: CARMEL, CALIFORNIA 93921 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 7/1/2018 NUMBER OF HOURS DEVOTED: 50 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 12 DUTIES: THE CARMEL FOUNDATION'S MISSION IS TO PROVIDE A PLACE FOR SENIOR'S TO GATHER AND ENJOY A VARIETY OF ACTIVITIES AND SERVICES IN AN ENVIRONMENT OF RESPECT AND CAMARADERIE. RESPONSIBILITIES INCLUDE OVERSIGHT OF FOUNDATION IN ALL ASPECTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-27 |
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