Chad Brown

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-11-10
CT	RA	APPROVED	2013-01-11

TX RA
APPROVED_RES

Since 2015-11-10
CT RA
APPROVED

Since 2013-01-11

Branch Locations

101 Derby St, Hingham, MA 02043 • United States

Tucson, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Quincy	MA	10/2012	Present
Bank Of America, N.A.	Quincy	MA	03/2013	Present

10/2012 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Quincy, MA
03/2013 → Present

Bank Of America, N.A.

Quincy, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-01-10

S66 Uniform Combined State Law Examination

2013-01-10

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

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