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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-01-21
PA RA APPROVED 2013-01-24
  • TX RA
    APPROVED
    Since 2015-01-21
  • PA RA
    APPROVED
    Since 2013-01-24

Branch Locations

682 Philadelphia St, Indiana, PA 15701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Indiana PA 10/2012 Present
Bank Of America, N.A. Indiana PA 03/2013 Present
  • 10/2012 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Indiana, PA
  • 03/2013 → Present
    Bank Of America, N.A.
    Indiana, PA
Other Businesses

I*3617268 Entity Type: Entity Charitable Name of OBA: Indiana County Endowment Address: indiana, Pennsylvania, 15701 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 03/19/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Support Indiana county community by encouraging programs which will advance the social, economic and cultural development of the area screen/read grant applications with other board members

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-23
  • S66 Uniform Combined State Law Examination
    2013-01-23

View on SEC IAPD

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