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Martin Spicer

J.P. Morgan Securities LLC

Greenwood, IN

Greenwood, IN

CRD 6131324

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-08
IN RA APPROVED 2026-02-27
  • TX RA
    APPROVED
    Since 2026-05-08
  • IN RA
    APPROVED
    Since 2026-02-27

Branch Locations

565 S State Rd 135, Greenwood, IN 46142 • United States

5987 N State Rd 135, Greenwood, IN 46143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Greenwood IN 02/2026 Present
Jpmorgan Chase Bank, N.A. Greenwood IN 03/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-09
S63 Uniform Securities Agent State Law Examination 2012-12-10
  • S66 Uniform Combined State Law Examination
    2025-12-09
  • S63 Uniform Securities Agent State Law Examination
    2012-12-10
Other Names
  • Marty Spicer
  • Martin K Spicer
  • Marty K Spicer
  • Martin Kiersten Spicer

View on SEC IAPD

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