Michael Patrick Mcnicholas

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → 10/2021
  Securities America, Inc.
  Santa Fe, NM
• 07/2007 → 10/2021
  Michael Mcnicholas
  Santa Fe, CA
• 04/2013 → 10/2021
  Securities America Advisors, Inc
  Santa Fe, NM
• 10/2021 → Present
  Lpl Financial, Llc
  Santa Fe, NM

Previous Registrations

• 2013-04-18 → 2021-10-25
  Securities America Advisors, Inc.
  El Prado, NM
  Upper Las Colonias, NM
  Santa Fe, NM
  Santa Fe, NM
  Santa Fe, NM

Other Businesses

1) 9/2021 - DBA for LPL Business (entity for LPL business) - Financial Landscaping - Investment Related - Santa Fe, NM 87505 2) 4/2014 - Film and Photos - Beau McNicholas - Not Investment Related - Santa Fe, NM 87505

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-04-13
• S63 Uniform Securities Agent State Law Examination
  2001-09-25