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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-03-25 |
Branch Locations
807 Las Cimas Pkwy Bldg 2, Suite 275, Austin, TX 78746 • United States
5103 E. Airline Road, Victoria, TX 77904-3776 • United States
9117 Milwaukee Avenue Suite 400, Lubbock, TX 79424 • United States
10101 Reunion Pl One Union Square-Ste 300, San Antonio, TX 78216-4157 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Austin | TX | 01/2015 | 03/2017 |
| Mml Investors Services, Llc | Austin | TX | 03/2017 | Present |
| Massmutual Life Insurance Company | Austin | TX | 07/2016 | Present |
(1) Independent Insurance Agent-from business address-5hrs sec, 0hrs nonsec-Dental and Group Disability Income, Life/Accident/Health, and Property & Casualty-since 07/2011 (2) Owner/Partner-MPSW Enterprises, LLC-Austin, TX-2hrs sec, 0hrs nonsec-since 08/2016 (3) Name: MPSW Properties LLC Inv rel: Y Add: Austin, TX Nature: Realtor/Real Estate Position: Owner/Partner Start date: 01/01/2024 No. HR/MO: 3. No. HR/MO during sec trading: 0. Describe duties: Common maintenance and upkeep as a homeowner, pay mortgage, utilities and property tax. Vacasa is the property manager for rentals. (4) Name: SW Capitial Partners LLC Inv rel: Y Add: Residential Nature: Pass through entity for 1099 Income Position: Owner Start Date: 05/21/2025 No. Hr/MO: 1. No. HR/MO During Sec Trading: 1. Describe Duties: This LLC was set up for a pass through income for my 1099 income
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-27 |
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