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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2020-10-29 |
| NJ | RA | APPROVED | 2020-10-19 |
| PA | RA | APPROVED | 2019-08-16 |
| TX | RA | APPROVED | 2019-08-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 08/2013 | 08/2019 |
| Bank Of America, N.A. | Pennington | NJ | 09/2013 | 08/2019 |
| Jp Morgan Securities, Llc | Philadelphia | PA | 08/2019 | Present |
| Jp Morgan Chase Bank, N.A. | Philadelphia | PA | 08/2019 | Present |
Entity Name: Sole Prop/ Same Name Investment related: N Address: 1234 Linden Ave Nature of the other business: Maintenance Position/Title/Relationship: Employee/ Contractor Start Date: 01/07/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Maintenance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-27 |
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